Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, SIU WAI
Chinese Name of Relevant Individual
楊少威
HKMA Registration Number
AF9874
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER(PD)
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER(PD)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2024 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2024 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2014 - 25 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2014 - 25 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2013 - 10 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2013 - 10 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, SIU WAI
:
Chinese Name of Relevant Individual
楊少威
:
HKMA Registration Number
AF9874
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
10 Apr 2025
No
ASSISTANT MANAGER(PD)
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
10 Apr 2025
No
ASSISTANT MANAGER(PD)
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9874
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 10 Apr 2025
No
AF9874
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 10 Apr 2025
No
AF9874
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jan 2024 - 31 Oct 2024
No
AF9874
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Jan 2024 - 31 Oct 2024
No
AF9874
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
25 Feb 2014 - 25 Jun 2015
No
AF9874
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
25 Feb 2014 - 25 Jun 2015
No
AF9874
DAH SING BANK, LIMITED
Type 1: dealing in securities
25 May 2013 - 10 Jan 2014
No
AF9874
DAH SING BANK, LIMITED
Type 4: advising on securities
25 May 2013 - 10 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.