Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ARAM, ALEXANDER JULIUS
Chinese Name of Relevant Individual
HKMA Registration Number
AF9879
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2019 - 27 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2019 - 19 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2019 - 22 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2019 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2018 - 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2018 - 25 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2018 - 24 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 24 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2017 - 15 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2017 - 10 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2017 - 12 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2017 - 24 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2017 - 22 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2017 - 08 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ARAM, ALEXANDER JULIUS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9879
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Sep 2019 - 27 Sep 2019
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Jul 2019 - 19 Jul 2019
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Mar 2019 - 22 Mar 2019
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Jan 2019 - 25 Jan 2019
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Sep 2018 - 14 Sep 2018
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Jun 2018 - 08 Jun 2018
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
24 May 2018 - 25 May 2018
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Apr 2018 - 24 Apr 2018
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jan 2018 - 24 Jan 2018
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Dec 2017 - 15 Dec 2017
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Nov 2017 - 10 Nov 2017
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
10 May 2017 - 12 May 2017
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Mar 2017 - 24 Mar 2017
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Feb 2017 - 22 Feb 2017
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Feb 2017 - 08 Feb 2017
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Dec 2016 - 15 Dec 2016
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Nov 2016 - 30 Nov 2016
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Oct 2016 - 13 Oct 2016
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Jul 2016 - 19 Jul 2016
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
10 May 2016 - 13 May 2016
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Mar 2016 - 18 Mar 2016
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Jan 2016 - 26 Jan 2016
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Sep 2014 - 26 Sep 2014
No
AF9879
BARCLAYS BANK PLC
Type 1: dealing in securities
26 May 2013 - 29 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
