Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KA HING
Chinese Name of Relevant Individual
李珈慶
HKMA Registration Number
AF9909
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Mar 2019
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Mar 2019
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
07 Mar 2019
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 07 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2017 - 09 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2017 - 09 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2015 - 23 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2015 - 23 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 May 2015 - 23 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2014 - 26 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2014 - 26 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2013 - 08 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2013 - 08 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KA HING
:
Chinese Name of Relevant Individual
李珈慶
:
HKMA Registration Number
AF9909
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Mar 2019
No
COMMERCIAL BANKING
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Mar 2019
No
COMMERCIAL BANKING
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Mar 2019
No
COMMERCIAL BANKING
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9909
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 07 Mar 2019
No
AF9909
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 07 Mar 2019
No
AF9909
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 07 Mar 2019
No
AF9909
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
01 Nov 2017 - 09 Jan 2019
No
AF9909
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
01 Nov 2017 - 09 Jan 2019
No
AF9909
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 May 2015 - 23 Sep 2017
No
AF9909
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 May 2015 - 23 Sep 2017
No
AF9909
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 May 2015 - 23 Sep 2017
No
AF9909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Aug 2014 - 26 Mar 2015
No
AF9909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Aug 2014 - 26 Mar 2015
No
AF9909
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 May 2013 - 08 Jul 2014
No
AF9909
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 May 2013 - 08 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.