Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HA, MING CHUNG
Chinese Name of Relevant Individual
夏銘聰
HKMA Registration Number
AF9932
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2013 - 09 Feb 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2013 - 09 Feb 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 May 2013 - 09 Feb 2019
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HA, MING CHUNG
:
Chinese Name of Relevant Individual
夏銘聰
:
HKMA Registration Number
AF9932
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9932
BANK OF CHINA LIMITED
Type 1: dealing in securities
29 May 2013 - 09 Feb 2019
Yes
AF9932
BANK OF CHINA LIMITED
Type 4: advising on securities
29 May 2013 - 09 Feb 2019
Yes
AF9932
BANK OF CHINA LIMITED
Type 6: advising on corporate finance
29 May 2013 - 09 Feb 2019
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.