Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, KAI LOK
Chinese Name of Relevant Individual
蕭啟樂
HKMA Registration Number
AF9937
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2019 - 14 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2019 - 05 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2019 - 21 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2017 - 06 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2017 - 23 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2016 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2016 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2014 - 12 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2014 - 12 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2014 - 28 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2014 - 28 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2013 - 03 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2013 - 03 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, KAI LOK
:
Chinese Name of Relevant Individual
蕭啟樂
:
HKMA Registration Number
AF9937
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9937
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Aug 2019 - 14 Aug 2019
No
AF9937
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Apr 2019 - 05 Apr 2019
No
AF9937
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Jan 2019 - 21 Jan 2019
No
AF9937
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Sep 2017 - 06 Sep 2017
No
AF9937
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Jan 2017 - 23 Jan 2017
No
AF9937
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Apr 2016 - 17 Apr 2016
No
AF9937
BARCLAYS BANK PLC
Type 4: advising on securities
14 Apr 2016 - 17 Apr 2016
No
AF9937
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Dec 2014 - 12 Dec 2014
No
AF9937
BARCLAYS BANK PLC
Type 4: advising on securities
09 Dec 2014 - 12 Dec 2014
No
AF9937
BARCLAYS BANK PLC
Type 1: dealing in securities
27 May 2014 - 28 May 2014
No
AF9937
BARCLAYS BANK PLC
Type 4: advising on securities
27 May 2014 - 28 May 2014
No
AF9937
BARCLAYS BANK PLC
Type 1: dealing in securities
31 May 2013 - 03 Jun 2013
No
AF9937
BARCLAYS BANK PLC
Type 4: advising on securities
31 May 2013 - 03 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.