Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, PUI SZE PRICILLIA
Chinese Name of Relevant Individual
鄭珮詩
HKMA Registration Number
AF9961
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2023 - 01 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2023 - 01 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2020 - 25 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2020 - 25 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2017 - 13 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2013 - 28 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2013 - 28 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, PUI SZE PRICILLIA
:
Chinese Name of Relevant Individual
鄭珮詩
:
HKMA Registration Number
AF9961
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9961
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
07 Jun 2023 - 01 Apr 2026
No
AF9961
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
07 Jun 2023 - 01 Apr 2026
No
AF9961
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
18 Dec 2020 - 25 May 2023
No
AF9961
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
18 Dec 2020 - 25 May 2023
No
AF9961
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 May 2017 - 13 Nov 2020
No
AF9961
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jun 2013 - 28 Sep 2014
No
AF9961
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jun 2013 - 28 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.