Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, YAN KI
Chinese Name of Relevant Individual
譚欣琪
HKMA Registration Number
AF9988
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2013 - 20 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2013 - 20 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2013 - 06 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2013 - 06 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Jun 2013 - 06 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, YAN KI
:
Chinese Name of Relevant Individual
譚欣琪
:
HKMA Registration Number
AF9988
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9988
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Dec 2013 - 20 Aug 2014
No
AF9988
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Dec 2013 - 20 Aug 2014
No
AF9988
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Jun 2013 - 06 Oct 2013
No
AF9988
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Jun 2013 - 06 Oct 2013
No
AF9988
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Jun 2013 - 06 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.