Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JUNG, HEE YUP
Chinese Name of Relevant Individual
鄭熙燁
HKMA Registration Number
AG0007
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jun 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, CAPITAL MARKETS
Remarks
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jun 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, CAPITAL MARKETS
Remarks
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
06 Jun 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, CAPITAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
SFC CE number
ATG704
Business Address
UNIT 6203A, LEVEL 62, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Effective Date
19 Dec 2013
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purposes only.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Dec 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Dec 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 19 Dec 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2024 - 19 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
06 Jun 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JUNG, HEE YUP
:
Chinese Name of Relevant Individual
鄭熙燁
:
HKMA Registration Number
AG0007
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
06 Jun 2013
Yes
EXECUTIVE DIRECTOR, CAPITAL MARKETS
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
06 Jun 2013
Yes
EXECUTIVE DIRECTOR, CAPITAL MARKETS
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
06 Jun 2013
Yes
EXECUTIVE DIRECTOR, CAPITAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
KEB HANA GLOBAL FINANCE LIMITED
ATG704
UNIT 6203A, LEVEL 62, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON
Registered Institution
Effective Date
Description
KEB HANA GLOBAL FINANCE LIMITED
1
19 Dec 2013
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purposes only.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0007
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
Since 19 Dec 2013
Yes
AG0007
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
Since 19 Dec 2013
Yes
AG0007
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
Since 19 Dec 2013
Yes
AG0007
KEB HANA BANK
Type 1: dealing in securities
14 Jun 2024 - 19 Jan 2025
Yes
AG0007
KEB ASIA FINANCE LIMITED
Type 1: dealing in securities
06 Jun 2013 - 18 Dec 2013
No
AG0007
KEB ASIA FINANCE LIMITED
Type 4: advising on securities
06 Jun 2013 - 18 Dec 2013
No
AG0007
KEB ASIA FINANCE LIMITED
Type 9: asset management
06 Jun 2013 - 18 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.