Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FU, SAI WAH
Chinese Name of Relevant Individual
HKMA Registration Number
AG0011
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2016 - 13 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
18 Feb 2016 - 13 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2015 - 27 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2013 - 28 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2013 - 28 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FU, SAI WAH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0011
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0011
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Feb 2016 - 13 Jul 2016
No
AG0011
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
18 Feb 2016 - 13 Jul 2016
No
AG0011
UBS AG
Type 1: dealing in securities
01 Oct 2015 - 27 Jan 2016
No
AG0011
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
06 Jun 2013 - 28 Aug 2015
No
AG0011
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
06 Jun 2013 - 28 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.