Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, LAWRENCE ALBERT HONG YUI
Chinese Name of Relevant Individual
趙匡銳
HKMA Registration Number
AG0045
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2015 - 02 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2015 - 02 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 9: asset management
Effective Period
08 Nov 2014 - 14 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2013 - 14 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2013 - 14 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, LAWRENCE ALBERT HONG YUI
:
Chinese Name of Relevant Individual
趙匡銳
:
HKMA Registration Number
AG0045
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0045
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2015 - 02 Apr 2016
No
AG0045
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2015 - 02 Apr 2016
No
AG0045
COUTTS & CO AG
Type 9: asset management
08 Nov 2014 - 14 Aug 2015
No
AG0045
COUTTS & CO AG
Type 1: dealing in securities
11 Jun 2013 - 14 Aug 2015
No
AG0045
COUTTS & CO AG
Type 4: advising on securities
11 Jun 2013 - 14 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.