Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ANAI, RUSO
Chinese Name of Relevant Individual
穴井路想
HKMA Registration Number
AG0047
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2013 - 30 Jan 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Dec 2013 - 30 Jan 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2013 - 09 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Jun 2013 - 09 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ANAI, RUSO
:
Chinese Name of Relevant Individual
穴井路想
:
HKMA Registration Number
AG0047
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0047
UBS AG
Type 1: dealing in securities
10 Dec 2013 - 30 Jan 2015
Yes
AG0047
UBS AG
Type 7: providing automated trading services
10 Dec 2013 - 30 Jan 2015
Yes
AG0047
UBS AG
Type 1: dealing in securities
12 Jun 2013 - 09 Dec 2013
No
AG0047
UBS AG
Type 7: providing automated trading services
12 Jun 2013 - 09 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.