Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, BOON LENG
Chinese Name of Relevant Individual
李文龍
HKMA Registration Number
AG0050
Other HKMA Registration Number(s)
AE9833
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Sep 2016
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 9: asset management
First date of engagement
30 Sep 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF DISCRETIONARY PORTFOLIO MANAGEMENT ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BNP PARIBAS
Effective Date
20 Nov 2017
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 9: asset management
Effective Period
Since 20 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 9: asset management
Effective Period
30 Sep 2016 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 9: asset management
Effective Period
18 Apr 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2013 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2013 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
03 Jun 2013 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2011 - 14 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2011 - 14 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
22 Jul 2011 - 02 Jun 2013
Is an Executive Officer? (Yes / No)
Yes
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, BOON LENG
:
Chinese Name of Relevant Individual
李文龍
:
HKMA Registration Number
AG0050
:
Other HKMA Registration Number(s)
AE9833
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 9: asset management
30 Sep 2016
Yes
HEAD OF DISCRETIONARY PORTFOLIO MANAGEMENT ASIA
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BNP PARIBAS
1
20 Nov 2017
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0050
BNP PARIBAS
Type 9: asset management
Since 20 Nov 2017
Yes
AG0050
BNP PARIBAS
Type 4: advising on securities
Since 30 Sep 2016
No
AG0050
BNP PARIBAS
Type 9: asset management
30 Sep 2016 - 19 Nov 2017
No
AG0050
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
18 Apr 2015 - 30 Sep 2016
No
AG0050
BNP PARIBAS WEALTH MANAGEMENT
Type 9: asset management
18 Apr 2015 - 30 Sep 2016
No
AG0050
CREDIT SUISSE AG
Type 1: dealing in securities
14 Jun 2013 - 31 Mar 2015
No
AG0050
CREDIT SUISSE AG
Type 4: advising on securities
14 Jun 2013 - 31 Mar 2015
No
AG0050
CREDIT SUISSE AG
Type 9: asset management
03 Jun 2013 - 31 Mar 2015
Yes
AE9833
CREDIT SUISSE AG
Type 1: dealing in securities
28 Jan 2011 - 14 Jun 2013
No
AE9833
CREDIT SUISSE AG
Type 4: advising on securities
28 Jan 2011 - 14 Jun 2013
No
AE9833
CREDIT SUISSE AG
Type 9: asset management
22 Jul 2011 - 02 Jun 2013
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.