Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHUN YIP CHRIS
Chinese Name of Relevant Individual
伍振業
HKMA Registration Number
AG0063
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2017 - 06 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 06 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2016 - 30 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2016 - 30 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2013 - 05 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2013 - 05 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHUN YIP CHRIS
:
Chinese Name of Relevant Individual
伍振業
:
HKMA Registration Number
AG0063
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0063
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Aug 2017 - 06 May 2018
No
AG0063
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Aug 2017 - 06 May 2018
No
AG0063
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Nov 2016 - 30 Jun 2017
No
AG0063
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Nov 2016 - 30 Jun 2017
No
AG0063
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jun 2013 - 05 Jun 2016
No
AG0063
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jun 2013 - 05 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.