Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, MAN KWONG DAVID
Chinese Name of Relevant Individual
林文光
HKMA Registration Number
AG0067
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2013 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2013 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 9: asset management
Effective Period
20 Nov 2013 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2013 - 19 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2013 - 19 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 9: asset management
Effective Period
15 Jun 2013 - 19 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, MAN KWONG DAVID
:
Chinese Name of Relevant Individual
林文光
:
HKMA Registration Number
AG0067
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0067
COUTTS & CO AG
Type 1: dealing in securities
20 Nov 2013 - 08 Apr 2016
Yes
AG0067
COUTTS & CO AG
Type 4: advising on securities
20 Nov 2013 - 08 Apr 2016
Yes
AG0067
COUTTS & CO AG
Type 9: asset management
20 Nov 2013 - 08 Apr 2016
Yes
AG0067
COUTTS & CO AG
Type 1: dealing in securities
15 Jun 2013 - 19 Nov 2013
No
AG0067
COUTTS & CO AG
Type 4: advising on securities
15 Jun 2013 - 19 Nov 2013
No
AG0067
COUTTS & CO AG
Type 9: asset management
15 Jun 2013 - 19 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.