Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, ANDREW WAI KIT
Chinese Name of Relevant Individual
劉偉傑
HKMA Registration Number
AG0074
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2016 - 22 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Jun 2016 - 22 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2013 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Jun 2013 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, ANDREW WAI KIT
:
Chinese Name of Relevant Individual
劉偉傑
:
HKMA Registration Number
AG0074
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0074
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 Jun 2016 - 22 Jan 2017
No
AG0074
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
27 Jun 2016 - 22 Jan 2017
No
AG0074
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jun 2013 - 26 Jul 2016
No
AG0074
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
17 Jun 2013 - 26 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.