Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWONG, HUNG KWAN
Chinese Name of Relevant Individual
鄺雄鈞
HKMA Registration Number
AG0092
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2016 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2016 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2013 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2013 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWONG, HUNG KWAN
:
Chinese Name of Relevant Individual
鄺雄鈞
:
HKMA Registration Number
AG0092
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0092
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
12 Jan 2016 - 19 Nov 2017
No
AG0092
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
12 Jan 2016 - 19 Nov 2017
No
AG0092
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jun 2013 - 30 Nov 2015
No
AG0092
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jun 2013 - 30 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.