Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RICHARDSON, MICHAEL HUGH
Chinese Name of Relevant Individual
HKMA Registration Number
AG0094
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2017 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jan 2017 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2016 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jul 2016 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2016 - 15 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jun 2016 - 15 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2014 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Mar 2014 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2013 - 21 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Jun 2013 - 21 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RICHARDSON, MICHAEL HUGH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0094
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jan 2017 - 17 Jan 2017
No
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
16 Jan 2017 - 17 Jan 2017
No
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Jul 2016 - 22 Jul 2016
No
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
21 Jul 2016 - 22 Jul 2016
No
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jun 2016 - 15 Jun 2016
No
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
10 Jun 2016 - 15 Jun 2016
No
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Mar 2014 - 31 Mar 2014
No
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
27 Mar 2014 - 31 Mar 2014
No
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Jun 2013 - 21 Jun 2013
No
AG0094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
19 Jun 2013 - 21 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.