Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAI, CHEE LUN GOBI
Chinese Name of Relevant Individual
韋芷綸
HKMA Registration Number
AG0098
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2015 - 01 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2015 - 01 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2013 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2013 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jun 2013 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAI, CHEE LUN GOBI
:
Chinese Name of Relevant Individual
韋芷綸
:
HKMA Registration Number
AG0098
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0098
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Dec 2015 - 01 Nov 2019
No
AG0098
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Dec 2015 - 01 Nov 2019
No
AG0098
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jun 2013 - 15 Oct 2015
No
AG0098
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jun 2013 - 15 Oct 2015
No
AG0098
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jun 2013 - 15 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.