Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DWYER, JUSTIN JOHN
Chinese Name of Relevant Individual
HKMA Registration Number
AG0099
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2016 - 24 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2016 - 24 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Aug 2016 - 24 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2015 - 06 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Aug 2015 - 06 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2014 - 08 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Jul 2014 - 08 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2013 - 21 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Jun 2013 - 21 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DWYER, JUSTIN JOHN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0099
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0099
UBS AG
Type 1: dealing in securities
30 Aug 2016 - 24 May 2021
No
AG0099
UBS AG
Type 4: advising on securities
30 Aug 2016 - 24 May 2021
No
AG0099
UBS AG
Type 6: advising on corporate finance
30 Aug 2016 - 24 May 2021
No
AG0099
UBS AG
Type 1: dealing in securities
08 Apr 2016 - 15 Apr 2016
No
AG0099
UBS AG
Type 4: advising on securities
08 Apr 2016 - 15 Apr 2016
No
AG0099
UBS AG
Type 6: advising on corporate finance
08 Apr 2016 - 15 Apr 2016
No
AG0099
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Aug 2015 - 06 Aug 2015
No
AG0099
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
04 Aug 2015 - 06 Aug 2015
No
AG0099
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Jul 2014 - 08 Aug 2014
No
AG0099
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
29 Jul 2014 - 08 Aug 2014
No
AG0099
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Jun 2013 - 21 Jun 2013
No
AG0099
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
20 Jun 2013 - 21 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.