Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAO, SU JUNG
Chinese Name of Relevant Individual
高淑蓉
HKMA Registration Number
AG0109
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
24 Aug 2013 - 08 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2013 - 08 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2013 - 08 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2013 - 03 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2013 - 03 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAO, SU JUNG
:
Chinese Name of Relevant Individual
高淑蓉
:
HKMA Registration Number
AG0109
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0109
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
24 Aug 2013 - 08 May 2016
No
AG0109
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Jul 2013 - 08 May 2016
No
AG0109
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
10 Jul 2013 - 08 May 2016
No
AG0109
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Jun 2013 - 03 Jul 2013
No
AG0109
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
21 Jun 2013 - 03 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.