Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAN, YUEN CHONG
Chinese Name of Relevant Individual
文婉莊
HKMA Registration Number
AG0112
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES OFFICER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2022 - 12 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2022 - 12 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2020 - 09 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2020 - 09 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2019 - 27 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2019 - 27 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2019 - 06 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2019 - 06 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2015 - 01 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2015 - 01 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2015 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2015 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2015 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAN, YUEN CHONG
:
Chinese Name of Relevant Individual
文婉莊
:
HKMA Registration Number
AG0112
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
24 Jan 2025
No
CUSTOMER SERVICES OFFICER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
24 Jan 2025
No
CUSTOMER SERVICES OFFICER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0112
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 24 Jan 2025
No
AG0112
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 24 Jan 2025
No
AG0112
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
22 Sep 2022 - 12 Mar 2023
No
AG0112
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
22 Sep 2022 - 12 Mar 2023
No
AG0112
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jan 2020 - 09 Mar 2021
No
AG0112
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
25 Jan 2020 - 09 Mar 2021
No
AG0112
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Aug 2019 - 27 Oct 2019
No
AG0112
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Aug 2019 - 27 Oct 2019
No
AG0112
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jul 2019 - 06 Aug 2019
No
AG0112
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Jul 2019 - 06 Aug 2019
No
AG0112
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2015 - 01 Jun 2019
No
AG0112
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2015 - 01 Jun 2019
No
AG0112
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
24 Dec 2015 - 14 Jan 2018
No
AG0112
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
24 Dec 2015 - 14 Jan 2018
No
AG0112
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Dec 2015 - 14 Jan 2018
No
AG0112
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Dec 2015 - 14 Jan 2018
No
AG0112
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jun 2013 - 09 Jun 2015
No
AG0112
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Jun 2013 - 09 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.