Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JIN, MENG
Chinese Name of Relevant Individual
金夢
HKMA Registration Number
AG0127
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
APAC HEAD OF LOAN STRUCTURING AND DISTRIBUTION, CAPITAL MARKETS DEPARTMENT, ASIA PACIFIC
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
APAC HEAD OF LOAN STRUCTURING AND DISTRIBUTION, CAPITAL MARKETS DEPARTMENT, ASIA PACIFIC
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
19 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
SFC CE number
AIU472
Business Address
8/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 May 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 May 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 19 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2025 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2025 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2024 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2024 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Jul 2024 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jan 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2013 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2013 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jun 2013 - 21 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JIN, MENG
:
Chinese Name of Relevant Individual
金夢
:
HKMA Registration Number
AG0127
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
19 Nov 2025
Yes
APAC HEAD OF LOAN STRUCTURING AND DISTRIBUTION, CAPITAL MARKETS DEPARTMENT, ASIA PACIFIC
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
19 Nov 2025
Yes
APAC HEAD OF LOAN STRUCTURING AND DISTRIBUTION, CAPITAL MARKETS DEPARTMENT, ASIA PACIFIC
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
19 Nov 2025
No
CAPITAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
SUMITOMO MITSUI BANKING CORPORATION
AIU472
8/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0127
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
Since 14 May 2026
Yes
AG0127
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
Since 14 May 2026
Yes
AG0127
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
Since 19 Nov 2025
No
AG0127
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
19 Nov 2025 - 13 May 2026
No
AG0127
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
19 Nov 2025 - 13 May 2026
No
AG0127
UBS AG
Type 1: dealing in securities
23 Jul 2024 - 29 May 2025
No
AG0127
UBS AG
Type 4: advising on securities
23 Jul 2024 - 29 May 2025
No
AG0127
UBS AG
Type 6: advising on corporate finance
23 Jul 2024 - 29 May 2025
No
AG0127
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Jan 2016 - 30 Jun 2016
No
AG0127
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jun 2013 - 30 Jun 2016
No
AG0127
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jun 2013 - 30 Jun 2016
No
AG0127
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
24 Jun 2013 - 21 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.