Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TUCKER, HEMANT SURENDERJIT
Chinese Name of Relevant Individual
HKMA Registration Number
AG0144
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2017 - 29 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2014 - 24 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2014 - 24 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2013 - 29 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2013 - 29 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TUCKER, HEMANT SURENDERJIT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0144
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0144
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
28 Mar 2017 - 29 Mar 2017
No
AG0144
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Jun 2014 - 24 Jun 2014
No
AG0144
BARCLAYS BANK PLC
Type 4: advising on securities
23 Jun 2014 - 24 Jun 2014
No
AG0144
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Jun 2013 - 29 Jun 2013
No
AG0144
BARCLAYS BANK PLC
Type 4: advising on securities
25 Jun 2013 - 29 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.