Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, YIN KWAN
Chinese Name of Relevant Individual

劉燕群
HKMA Registration Number
AG0156
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 May 2019
Is an Executive Officer? (Yes / No)
No
Capacity
STRATEGIC EQUITY CAPITAL MARKETS
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
04 May 2019
Is an Executive Officer? (Yes / No)
No
Capacity
STRATEGIC EQUITY CAPITAL MARKETS
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
15 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STRATEGIC EQUITY CAPITAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, YIN KWAN
:
Chinese Name of Relevant Individual
劉燕群
:
HKMA Registration Number
AG0156
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
04 May 2019
No
STRATEGIC EQUITY CAPITAL MARKETS
NATIXIS
Type 4: advising on securities
04 May 2019
No
STRATEGIC EQUITY CAPITAL MARKETS
NATIXIS
Type 6: advising on corporate finance
15 Jun 2023
No
STRATEGIC EQUITY CAPITAL MARKETS