Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, WING CHUNG CHARLES
Chinese Name of Relevant Individual
林穎聰
HKMA Registration Number
AG0173
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jun 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF HONG KONG MARKETS
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jun 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF HONG KONG MARKETS
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jun 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF HONG KONG MARKETS
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jun 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF HONG KONG MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CITIBANK, N.A.
SFC CE number
AAP937
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Name of Registered Institution
CITICORP INTERNATIONAL LIMITED
SFC CE number
AAJ895
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2013 - 08 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2013 - 08 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2013 - 08 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2013 - 08 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, WING CHUNG CHARLES
:
Chinese Name of Relevant Individual
林穎聰
:
HKMA Registration Number
AG0173
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
28 Jun 2013
Yes
HEAD OF HONG KONG MARKETS
CITIBANK, N.A.
Type 4: advising on securities
28 Jun 2013
Yes
HEAD OF HONG KONG MARKETS
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Jun 2013
Yes
HEAD OF HONG KONG MARKETS
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
28 Jun 2013
Yes
HEAD OF HONG KONG MARKETS
Name of Registered Institution
SFC CE number
Business Address
CITIBANK, N.A.
AAP937
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
CITICORP INTERNATIONAL LIMITED
AAJ895
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0173
CITIBANK, N.A.
Type 1: dealing in securities
Since 09 Sep 2022
Yes
AG0173
CITIBANK, N.A.
Type 4: advising on securities
Since 09 Sep 2022
Yes
AG0173
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 09 Sep 2022
Yes
AG0173
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
Since 09 Sep 2022
Yes
AG0173
CITIBANK, N.A.
Type 1: dealing in securities
28 Jun 2013 - 08 Sep 2022
No
AG0173
CITIBANK, N.A.
Type 4: advising on securities
28 Jun 2013 - 08 Sep 2022
No
AG0173
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Jun 2013 - 08 Sep 2022
No
AG0173
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
28 Jun 2013 - 08 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.