Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, WAI SUM
Chinese Name of Relevant Individual
梁卉森
HKMA Registration Number
AG0182
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, WEALTH INSURANCE, PRIVATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, WEALTH INSURANCE, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2023 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2022 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Nov 2022 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2019 - 04 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2019 - 04 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2018 - 19 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2015 - 14 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2015 - 14 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Jan 2015 - 14 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2013 - 25 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2013 - 25 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, WAI SUM
:
Chinese Name of Relevant Individual
梁卉森
:
HKMA Registration Number
AG0182
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Nov 2024
No
SPECIALIST, WEALTH INSURANCE, PRIVATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Nov 2024
No
SPECIALIST, WEALTH INSURANCE, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0182
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 09 Nov 2024
No
AG0182
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 09 Nov 2024
No
AG0182
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Feb 2023 - 25 Oct 2024
No
AG0182
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Nov 2022 - 25 Oct 2024
No
AG0182
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Nov 2022 - 25 Oct 2024
No
AG0182
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2019 - 04 Sep 2022
No
AG0182
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2019 - 04 Sep 2022
No
AG0182
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Nov 2018 - 19 Nov 2018
No
AG0182
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Feb 2015 - 14 Jun 2015
No
AG0182
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Jan 2015 - 14 Jun 2015
No
AG0182
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Jan 2015 - 14 Jun 2015
No
AG0182
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2013 - 25 Apr 2014
No
AG0182
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2013 - 25 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.