Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BAJORIA, RAHUL
Chinese Name of Relevant Individual
HKMA Registration Number
AG0211
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2018 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2018 - 27 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2017 - 07 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2016 - 07 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2014 - 10 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2013 - 05 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BAJORIA, RAHUL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0211
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0211
BARCLAYS BANK PLC
Type 4: advising on securities
26 Sep 2018 - 28 Sep 2018
No
AG0211
BARCLAYS BANK PLC
Type 4: advising on securities
25 Jan 2018 - 27 Jan 2018
No
AG0211
BARCLAYS BANK PLC
Type 4: advising on securities
31 May 2017 - 02 Jun 2017
No
AG0211
BARCLAYS BANK PLC
Type 4: advising on securities
06 Feb 2017 - 07 Feb 2017
No
AG0211
BARCLAYS BANK PLC
Type 4: advising on securities
05 Oct 2016 - 07 Oct 2016
No
AG0211
BARCLAYS BANK PLC
Type 4: advising on securities
08 Oct 2014 - 10 Oct 2014
No
AG0211
BARCLAYS BANK PLC
Type 4: advising on securities
02 Jul 2013 - 05 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.