Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, TSZ LING
Chinese Name of Relevant Individual
劉芷寧
HKMA Registration Number
AG0233
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jul 2015
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, BRANCHES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jul 2015
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2014 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2014 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2013 - 05 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2013 - 05 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, TSZ LING
:
Chinese Name of Relevant Individual
劉芷寧
:
HKMA Registration Number
AG0233
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Jul 2015
No
CUSTOMER SERVICES, BRANCHES
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Jul 2015
No
CUSTOMER SERVICES, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0233
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 08 Jul 2015
No
AG0233
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 08 Jul 2015
No
AG0233
WING LUNG BANK LIMITED
Type 1: dealing in securities
15 Jan 2014 - 11 Jun 2015
No
AG0233
WING LUNG BANK LIMITED
Type 4: advising on securities
15 Jan 2014 - 11 Jun 2015
No
AG0233
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Jul 2013 - 05 Dec 2013
No
AG0233
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Jul 2013 - 05 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.