Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHUM, YEE HA
Chinese Name of Relevant Individual

沈綺霞
HKMA Registration Number
AG0238
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jul 2013
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jun 2015
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
05 Jul 2013
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHUM, YEE HA
:
Chinese Name of Relevant Individual
沈綺霞
:
HKMA Registration Number
AG0238
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Jul 2013
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Jun 2015
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Jul 2013
No
CUSTOMER SERVICE