Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, PAN YU STEFFI
Chinese Name of Relevant Individual
陳芃余
HKMA Registration Number
AG0257
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2023 - 27 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2023 - 27 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
21 Apr 2023 - 27 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2018 - 20 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2018 - 20 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jul 2018 - 20 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2013 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2013 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jul 2013 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2013 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2013 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jul 2013 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, PAN YU STEFFI
:
Chinese Name of Relevant Individual
陳芃余
:
HKMA Registration Number
AG0257
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0257
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
21 Apr 2023 - 27 Dec 2023
No
AG0257
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
21 Apr 2023 - 27 Dec 2023
No
AG0257
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
21 Apr 2023 - 27 Dec 2023
No
AG0257
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Jul 2018 - 20 Apr 2022
No
AG0257
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Jul 2018 - 20 Apr 2022
No
AG0257
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
24 Jul 2018 - 20 Apr 2022
No
AG0257
SOCIETE GENERALE
Type 1: dealing in securities
27 May 2015
No
AG0257
SOCIETE GENERALE
Type 4: advising on securities
27 May 2015
No
AG0257
SOCIETE GENERALE
Type 6: advising on corporate finance
27 May 2015
No
AG0257
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
08 Jul 2013 - 08 Apr 2015
No
AG0257
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
08 Jul 2013 - 08 Apr 2015
No
AG0257
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 6: advising on corporate finance
08 Jul 2013 - 08 Apr 2015
No
AG0257
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
08 Jul 2013 - 08 Apr 2015
No
AG0257
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 4: advising on securities
08 Jul 2013 - 08 Apr 2015
No
AG0257
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 6: advising on corporate finance
08 Jul 2013 - 08 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.