Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, HANG YAN
Chinese Name of Relevant Individual
吳恒恩
HKMA Registration Number
AG0262
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2021 - 18 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2021 - 18 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2018 - 28 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2018 - 28 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2015 - 21 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2015 - 21 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2013 - 11 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Jul 2013 - 11 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, HANG YAN
:
Chinese Name of Relevant Individual
吳恒恩
:
HKMA Registration Number
AG0262
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0262
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
09 Feb 2021 - 18 Nov 2022
No
AG0262
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
09 Feb 2021 - 18 Nov 2022
No
AG0262
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2018 - 28 Oct 2020
No
AG0262
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 May 2018 - 28 Oct 2020
No
AG0262
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Aug 2015 - 21 Jan 2018
No
AG0262
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Aug 2015 - 21 Jan 2018
No
AG0262
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Jul 2013 - 11 Aug 2013
No
AG0262
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Jul 2013 - 11 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.