Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, WAI CHING
Chinese Name of Relevant Individual
劉慧菁
HKMA Registration Number
AG0269
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2016 - 07 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2016 - 07 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2014 - 15 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2014 - 15 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2013 - 09 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, WAI CHING
:
Chinese Name of Relevant Individual
劉慧菁
:
HKMA Registration Number
AG0269
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0269
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Mar 2016 - 07 Aug 2022
No
AG0269
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Mar 2016 - 07 Aug 2022
No
AG0269
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Sep 2014 - 15 Jan 2016
No
AG0269
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Sep 2014 - 15 Jan 2016
No
AG0269
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
09 Jul 2013 - 09 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.