Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUANG, YING WEI
Chinese Name of Relevant Individual
莊英維
HKMA Registration Number
AG0274
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER
Remarks
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
15 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
SFC CE number
AVA162
Business Address
LEVEL 9, SIX PACIFIC PLACE, 50 QUEEN’S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2024 - 22 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2024 - 22 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 9: asset management
Effective Period
04 Apr 2024 - 22 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2017 - 02 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2017 - 02 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
03 Sep 2013 - 02 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2014 - 16 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
09 Jul 2013 - 02 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUANG, YING WEI
:
Chinese Name of Relevant Individual
莊英維
:
HKMA Registration Number
AG0274
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
15 May 2026
No
PRODUCT MANAGER
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
15 May 2026
No
PRODUCT MANAGER
Name of Registered Institution
SFC CE number
Business Address
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
AVA162
LEVEL 9, SIX PACIFIC PLACE, 50 QUEEN’S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0274
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
Since 15 May 2026
No
AG0274
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
Since 15 May 2026
No
AG0274
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
04 Apr 2024 - 22 Mar 2026
No
AG0274
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
04 Apr 2024 - 22 Mar 2026
No
AG0274
TAISHIN INTERNATIONAL BANK CO., LTD
Type 9: asset management
04 Apr 2024 - 22 Mar 2026
No
AG0274
CREDIT SUISSE AG
Type 1: dealing in securities
17 Feb 2017 - 02 Nov 2021
Yes
AG0274
CREDIT SUISSE AG
Type 4: advising on securities
17 Feb 2017 - 02 Nov 2021
Yes
AG0274
CREDIT SUISSE AG
Type 9: asset management
03 Sep 2013 - 02 Nov 2021
Yes
AG0274
CREDIT SUISSE AG
Type 4: advising on securities
01 Jan 2014 - 16 Feb 2017
No
AG0274
CREDIT SUISSE AG
Type 9: asset management
09 Jul 2013 - 02 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.