Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, JUN
Chinese Name of Relevant Individual
吳軍
HKMA Registration Number
AG0321
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2015 - 07 Jan 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Dec 2015 - 07 Jan 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Dec 2015 - 07 Jan 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2013 - 28 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2013 - 28 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jul 2013 - 28 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, JUN
:
Chinese Name of Relevant Individual
吳軍
:
HKMA Registration Number
AG0321
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0321
BANK OF CHINA LIMITED
Type 1: dealing in securities
29 Dec 2015 - 07 Jan 2018
Yes
AG0321
BANK OF CHINA LIMITED
Type 4: advising on securities
29 Dec 2015 - 07 Jan 2018
Yes
AG0321
BANK OF CHINA LIMITED
Type 6: advising on corporate finance
29 Dec 2015 - 07 Jan 2018
Yes
AG0321
BANK OF CHINA LIMITED
Type 1: dealing in securities
12 Jul 2013 - 28 Dec 2015
No
AG0321
BANK OF CHINA LIMITED
Type 4: advising on securities
12 Jul 2013 - 28 Dec 2015
No
AG0321
BANK OF CHINA LIMITED
Type 6: advising on corporate finance
12 Jul 2013 - 28 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.