Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOH, KIAN LIEM JOEL
Chinese Name of Relevant Individual
吳鍵林
HKMA Registration Number
AG0342
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2022 - 28 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2022 - 28 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2021 - 09 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2021 - 09 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
19 Jun 2020 - 09 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2021 - 04 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2021 - 04 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2013 - 29 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2013 - 29 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOH, KIAN LIEM JOEL
:
Chinese Name of Relevant Individual
吳鍵林
:
HKMA Registration Number
AG0342
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0342
EFG BANK AG
Type 1: dealing in securities
23 Jul 2022 - 28 Mar 2023
No
AG0342
EFG BANK AG
Type 4: advising on securities
23 Jul 2022 - 28 Mar 2023
No
AG0342
ROYAL BANK OF CANADA
Type 1: dealing in securities
05 Oct 2021 - 09 Nov 2021
Yes
AG0342
ROYAL BANK OF CANADA
Type 4: advising on securities
05 Oct 2021 - 09 Nov 2021
Yes
AG0342
ROYAL BANK OF CANADA
Type 2: dealing in futures contracts
19 Jun 2020 - 09 Nov 2021
Yes
AG0342
ROYAL BANK OF CANADA
Type 1: dealing in securities
04 Jun 2021 - 04 Oct 2021
No
AG0342
ROYAL BANK OF CANADA
Type 4: advising on securities
04 Jun 2021 - 04 Oct 2021
No
AG0342
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
15 Jul 2013 - 29 Jul 2014
No
AG0342
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
15 Jul 2013 - 29 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.