Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HU, JIA
Chinese Name of Relevant Individual
HKMA Registration Number
AG0350
Other HKMA Registration Number(s)
AF6973
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2018 - 03 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2018 - 03 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Apr 2017 - 03 Jul 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Dec 2016 - 12 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2014 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Aug 2014 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2013 - 11 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2013 - 11 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jul 2013 - 11 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2012 - 16 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2012 - 16 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Aug 2012 - 16 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HU, JIA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0350
:
Other HKMA Registration Number(s)
AF6973
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0350
ING BANK N.V.
Type 1: dealing in securities
07 Jun 2018 - 03 Jul 2022
No
AG0350
ING BANK N.V.
Type 4: advising on securities
07 Jun 2018 - 03 Jul 2022
No
AG0350
ING BANK N.V.
Type 6: advising on corporate finance
13 Apr 2017 - 03 Jul 2022
Yes
AG0350
ING BANK N.V.
Type 6: advising on corporate finance
01 Dec 2016 - 12 Apr 2017
No
AG0350
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
15 Aug 2014 - 31 Aug 2016
No
AG0350
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
15 Aug 2014 - 31 Aug 2016
No
AG0350
UBS AG
Type 1: dealing in securities
16 Jul 2013 - 11 May 2014
No
AG0350
UBS AG
Type 4: advising on securities
16 Jul 2013 - 11 May 2014
No
AG0350
UBS AG
Type 6: advising on corporate finance
16 Jul 2013 - 11 May 2014
No
AF6973
UBS AG
Type 1: dealing in securities
21 Aug 2012 - 16 Jul 2013
No
AF6973
UBS AG
Type 4: advising on securities
21 Aug 2012 - 16 Jul 2013
No
AF6973
UBS AG
Type 6: advising on corporate finance
21 Aug 2012 - 16 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.