Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DENG, LIFAN
Chinese Name of Relevant Individual
鄧立凡
HKMA Registration Number
AG0354
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2013 - 17 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2013 - 17 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Dec 2015 - 30 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DENG, LIFAN
:
Chinese Name of Relevant Individual
鄧立凡
:
HKMA Registration Number
AG0354
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0354
CREDIT SUISSE AG
Type 1: dealing in securities
16 Jul 2013 - 17 Oct 2017
No
AG0354
CREDIT SUISSE AG
Type 4: advising on securities
16 Jul 2013 - 17 Oct 2017
No
AG0354
CREDIT SUISSE AG
Type 6: advising on corporate finance
01 Dec 2015 - 30 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.