Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, VINCENT
Chinese Name of Relevant Individual
許文森
HKMA Registration Number
AG0356
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2013 - 18 Jul 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2013 - 18 Jul 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, VINCENT
:
Chinese Name of Relevant Individual
許文森
:
HKMA Registration Number
AG0356
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0356
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Dec 2013 - 18 Jul 2019
Yes
AG0356
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Dec 2013 - 18 Jul 2019
Yes
AG0356
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Jul 2013 - 18 Dec 2013
No
AG0356
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Jul 2013 - 18 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.