Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, CHEE HSIONG, SAMUEL (LIN ZIXIONG)
Chinese Name of Relevant Individual
HKMA Registration Number
AG0370
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2016 - 18 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2015 - 12 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2014 - 08 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2013 - 18 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, CHEE HSIONG, SAMUEL (LIN ZIXIONG)
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0370
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0370
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Mar 2016 - 18 Mar 2016
No
AG0370
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Apr 2015 - 12 Apr 2015
No
AG0370
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Oct 2014 - 08 Oct 2014
No
AG0370
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Aug 2013
No
AG0370
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Jul 2013 - 18 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.