Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, KAI PONG
Chinese Name of Relevant Individual
呂啟邦
HKMA Registration Number
AG0375
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH BUSINESS MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH BUSINESS MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2020 - 11 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2020 - 11 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2018 - 02 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2018 - 02 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2013 - 30 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, KAI PONG
:
Chinese Name of Relevant Individual
呂啟邦
:
HKMA Registration Number
AG0375
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jun 2023
No
BRANCH BUSINESS MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jun 2023
No
BRANCH BUSINESS MANAGER
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0375
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 24 Jun 2023
No
AG0375
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 24 Jun 2023
No
AG0375
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 May 2020 - 11 Jun 2023
No
AG0375
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 May 2020 - 11 Jun 2023
No
AG0375
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jan 2018 - 02 Feb 2020
No
AG0375
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Jan 2018 - 02 Feb 2020
No
AG0375
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Jul 2013 - 30 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.