Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, ZEEN
Chinese Name of Relevant Individual
陳澤恩
HKMA Registration Number
AG0386
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2020 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2020 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2019 - 08 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2019 - 08 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2016 - 10 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2016 - 10 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2016 - 10 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2016 - 10 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2013 - 26 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2013 - 26 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2013 - 26 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2013 - 26 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, ZEEN
:
Chinese Name of Relevant Individual
陳澤恩
:
HKMA Registration Number
AG0386
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0386
EAST WEST BANK
Type 1: dealing in securities
09 Apr 2020 - 06 Aug 2021
Yes
AG0386
EAST WEST BANK
Type 4: advising on securities
09 Apr 2020 - 06 Aug 2021
Yes
AG0386
EAST WEST BANK
Type 1: dealing in securities
09 Aug 2019 - 08 Apr 2020
No
AG0386
EAST WEST BANK
Type 4: advising on securities
09 Aug 2019 - 08 Apr 2020
No
AG0386
CITIBANK, N.A.
Type 1: dealing in securities
28 Oct 2016 - 10 May 2018
No
AG0386
CITIBANK, N.A.
Type 4: advising on securities
28 Oct 2016 - 10 May 2018
No
AG0386
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Oct 2016 - 10 May 2018
No
AG0386
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
28 Oct 2016 - 10 May 2018
No
AG0386
CITIBANK, N.A.
Type 1: dealing in securities
19 Jul 2013 - 26 May 2015
No
AG0386
CITIBANK, N.A.
Type 4: advising on securities
19 Jul 2013 - 26 May 2015
No
AG0386
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Jul 2013 - 26 May 2015
No
AG0386
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
19 Jul 2013 - 26 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.