Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOH, SZE CHIEH
Chinese Name of Relevant Individual
HKMA Registration Number
AG0403
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2015 - 03 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2015 - 03 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2013 - 01 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2013 - 01 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOH, SZE CHIEH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0403
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0403
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2018 - 19 Jan 2018
No
AG0403
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2018 - 19 Jan 2018
No
AG0403
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2015 - 03 Jul 2015
No
AG0403
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2015 - 03 Jul 2015
No
AG0403
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jul 2013 - 01 Aug 2013
No
AG0403
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Jul 2013 - 01 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.