Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TURNER, MICHAEL WILLIAM
Chinese Name of Relevant Individual
HKMA Registration Number
AG0404
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2015 - 13 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2013 - 26 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2013 - 26 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TURNER, MICHAEL WILLIAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0404
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0404
ROYAL BANK OF CANADA
Type 1: dealing in securities
30 May 2016
No
AG0404
ROYAL BANK OF CANADA
Type 4: advising on securities
10 Sep 2015 - 13 Sep 2015
No
AG0404
ROYAL BANK OF CANADA
Type 4: advising on securities
08 Aug 2014
No
AG0404
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jul 2013 - 26 Jul 2013
No
AG0404
ROYAL BANK OF CANADA
Type 4: advising on securities
22 Jul 2013 - 26 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.