Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THOMAS, TRISTAN ROLAND FRANCE
Chinese Name of Relevant Individual
HKMA Registration Number
AG0409
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2023 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2023 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2017 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2014 - 14 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2013 - 30 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THOMAS, TRISTAN ROLAND FRANCE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG0409
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0409
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
11 Sep 2023 - 27 Mar 2026
No
AG0409
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
11 Sep 2023 - 27 Mar 2026
No
AG0409
BNP PARIBAS
Type 1: dealing in securities
29 Aug 2017 - 15 May 2018
No
AG0409
BNP PARIBAS
Type 1: dealing in securities
04 Jan 2014 - 14 Feb 2014
No
AG0409
BNP PARIBAS
Type 1: dealing in securities
22 Jul 2013 - 30 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.