Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, KA YAN
Chinese Name of Relevant Individual
許家欣
HKMA Registration Number
AG0413
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2018 - 20 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2018 - 20 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2013 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2013 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, KA YAN
:
Chinese Name of Relevant Individual
許家欣
:
HKMA Registration Number
AG0413
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0413
ICBC STANDARD BANK PLC
Type 1: dealing in securities
04 Jan 2018 - 20 Dec 2019
No
AG0413
ICBC STANDARD BANK PLC
Type 4: advising on securities
04 Jan 2018 - 20 Dec 2019
No
AG0413
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jul 2013 - 31 Aug 2016
No
AG0413
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jul 2013 - 31 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.