Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUK, SZE WAI
Chinese Name of Relevant Individual
卓思維
HKMA Registration Number
AG0447
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2015 - 29 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2015 - 29 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2013 - 13 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2013 - 13 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUK, SZE WAI
:
Chinese Name of Relevant Individual
卓思維
:
HKMA Registration Number
AG0447
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0447
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Aug 2015 - 29 Apr 2017
No
AG0447
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Aug 2015 - 29 Apr 2017
No
AG0447
CHONG HING BANK LIMITED
Type 1: dealing in securities
26 Jul 2013 - 13 Apr 2014
No
AG0447
CHONG HING BANK LIMITED
Type 4: advising on securities
26 Jul 2013 - 13 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.