Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHEUNG WA
Chinese Name of Relevant Individual
黃翔華
HKMA Registration Number
AG0451
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2021 - 06 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2021 - 06 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2020 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2020 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Nov 2020 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2019 - 05 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2019 - 05 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2013 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2013 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHEUNG WA
:
Chinese Name of Relevant Individual
黃翔華
:
HKMA Registration Number
AG0451
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0451
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Mar 2021 - 06 Apr 2021
No
AG0451
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Mar 2021 - 06 Apr 2021
No
AG0451
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Nov 2020 - 30 Nov 2020
No
AG0451
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Nov 2020 - 30 Nov 2020
No
AG0451
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Nov 2020 - 30 Nov 2020
No
AG0451
DAH SING BANK, LIMITED
Type 1: dealing in securities
26 Nov 2019 - 05 Sep 2020
No
AG0451
DAH SING BANK, LIMITED
Type 4: advising on securities
26 Nov 2019 - 05 Sep 2020
No
AG0451
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 Jul 2013 - 30 Sep 2013
No
AG0451
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 Jul 2013 - 30 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
