Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, HENGJIE
Chinese Name of Relevant Individual
王衡杰
HKMA Registration Number
AG0455
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2017 - 19 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2017 - 19 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2013 - 27 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2013 - 27 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, HENGJIE
:
Chinese Name of Relevant Individual
王衡杰
:
HKMA Registration Number
AG0455
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0455
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
13 Apr 2017 - 19 Jul 2021
No
AG0455
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
13 Apr 2017 - 19 Jul 2021
No
AG0455
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
26 Jul 2013 - 27 Jun 2014
No
AG0455
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
26 Jul 2013 - 27 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.