Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LEE, VIVIAN YEE MAN
Chinese Name of Relevant Individual

李怡縕
HKMA Registration Number
AG0479
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Jul 2013
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, VIVIAN YEE MAN
:
Chinese Name of Relevant Individual
李怡縕
:
HKMA Registration Number
AG0479
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
30 Jul 2013
No
SALESPERSON