Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAN, YUEN SZE
Chinese Name of Relevant Individual
文婉斯
HKMA Registration Number
AG0480
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2017 - 23 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2017 - 23 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2013 - 02 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAN, YUEN SZE
:
Chinese Name of Relevant Individual
文婉斯
:
HKMA Registration Number
AG0480
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0480
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Nov 2017 - 23 Dec 2017
No
AG0480
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Nov 2017 - 23 Dec 2017
No
AG0480
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
30 Jul 2013 - 02 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.